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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-30 |
| VT | RA | APPROVED | 2020-04-30 |
Branch Locations
40 Main Street Suite 400, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Maryland Hts. | MO | 04/1989 | 04/2020 |
| Raymond James & Associates, Inc. | Burlington | VT | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-08 |
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