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Hans Oshiorenoyai Asoera

Raymond James & Associates, Inc.

Burlington, VT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-30
VT RA APPROVED 2020-04-30
  • TX RA
    APPROVED
    Since 2020-04-30
  • VT RA
    APPROVED
    Since 2020-04-30

Branch Locations

40 Main Street Suite 400, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Maryland Hts. MO 04/1989 04/2020
Raymond James & Associates, Inc. Burlington VT 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-03
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S66 Uniform Combined State Law Examination
    2006-11-03
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08

View on SEC IAPD

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