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Patti J Steffens

Raymond James & Associates, Inc.

Burlington, VT

Shelburne, VT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-16
VT RA APPROVED 2015-05-22
  • MO RA
    APPROVED
    Since 2022-08-16
  • VT RA
    APPROVED
    Since 2015-05-22

Branch Locations

40 Main Street Suite 400, Burlington, VT 05401 • United States

Shelburne, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Burlington VT 05/2015 Present
Raymond James & Associates, Inc. Burlington VT 10/2022 Present
Previous Registrations
Other Businesses

1) NOT APPLICABLE / NOTARY PUBLIC / 61 JOHN STREET SHELBURNE VT, 05482 / NOTARY PUBLIC / START DATE 09/15/2010 / 1 HR PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-05
  • S66 Uniform Combined State Law Examination
    2010-04-05
Other Names
  • Patti Steffens Chavez
  • Patti Steffens

View on SEC IAPD

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