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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-03
  • MN RA
    APPROVED
    Since 2014-02-03

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Stillwater, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Js Holdings Stillwater MN 01/1996 Present
Ubs Financial Services Inc Minneapolis MN 11/2013 Present
Other Businesses

NAME OF BUSINESS - JS HOLDINGS NOT INVESTMENT RELATED ADDRESS - 30 MOONLIGHT BAY STILLWATER, MN 55082 MOBILE TRUCK WASH BOOKKEEPER START DATE - JAN. 2000 20 - 40 HOURS PER MONTH MY DUTIES INCLUDE USING QUICKBOOKS TO ENTER BILLS AND CREATE INVOICES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-18
  • S63 Uniform Securities Agent State Law Examination
    2012-09-18

View on SEC IAPD

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