Elizabeth A Gunter

Wells Fargo Advisors Financial Network, LLC

Hunt Valley, MD

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-11-10

MD RA
APPROVED

Since 2021-11-10

Branch Locations

225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	Baltimore	MD	10/2017	04/2018
Rbc Capital Markets, Llc.	Hunt Valley	MD	04/2018	11/2021
Wells Fargo Advisors Financial Network, Llc	Bethesda	MD	11/2021	Present
Rbc Capital Markets	Hunt Valley	MD	02/2009	09/2017

10/2017 → 04/2018

Wells Fargo Clearing Services Llc

Baltimore, MD
04/2018 → 11/2021

Rbc Capital Markets, Llc.

Hunt Valley, MD
11/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Bethesda, MD
02/2009 → 09/2017

Rbc Capital Markets

Hunt Valley, MD

Previous Registrations

2018-04-27 → 2021-11-16

Rbc Capital Markets, Llc

Hunt Valley, MD
2017-10-11 → 2018-04-23

Wells Fargo Clearing Services, Llc

Baltimore, MD
2009-02-25 → 2017-10-25

Rbc Capital Markets, Llc

Hunt Valley, MD

Hunt Valley, MD

Hunt Valley, MD
2009-01-29 → 2009-03-17

Ubs Financial Services Inc.

Hunt Valley, MD

Bel Air, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-28
S63	Uniform Securities Agent State Law Examination	1997-11-13

S65 Uniform Investment Adviser Law Examination

2009-01-28
S63 Uniform Securities Agent State Law Examination

1997-11-13

Other Names

Elizabeth Anne Gunter
Betty Gunter
Elizabeth A Gunter

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

GROFF WEALTH MANAGEMENT

MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

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