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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-11
NJ RA APPROVED 2002-12-09
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • NJ RA
    APPROVED
    Since 2002-12-09

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Somerset NJ 03/1992 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerset NJ 03/1992 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-04
S63 Uniform Securities Agent State Law Examination 1997-07-10
  • S66 Uniform Combined State Law Examination
    2002-12-04
  • S63 Uniform Securities Agent State Law Examination
    1997-07-10
Other Names
  • Linda M Muldoon

View on SEC IAPD

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