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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-05 |
| CA | RA | APPROVED | 2022-08-08 |
Branch Locations
5001 California Ave Ste 128, Bakersfield, CA 93309 • United States
Manson, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bakerfield | CA | 11/2016 | 08/2022 |
| Ameriprise Financial Services, Llc | Bakersfield | CA | 08/2022 | Present |
| Wells Fargo Advisors Llc | Bakerfield | CA | 11/2009 | 11/2016 |
Business Ownership; Slo Pipe LLC; Participate in decisions; the business owns rental properties; 2960 Greenwood Ave, , Morro Bay, CA, 93442; Not Investment-Related; 01/01/1998; 1 to 9 hours per month; 0 during trading hours / Harmony 53 LLC; Managing the properties 6 storage units; Rental of storage units; 53 Harmony Lane, , Manson, WA, 98831; Investment-Related; 06/06/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Carrot River Valley Land Company; Director; 1700-242 Hargrave Street, , Winnipeg, CA, R3C 0V1; Not Investment-Related; 06/01/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-14 |
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