Best Investors Account Sign in

Theresa Pannell Hammock

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlottesville, VA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-28
VA RA APPROVED 2004-11-15
  • TX RA
    APPROVED_RES
    Since 2009-01-28
  • VA RA
    APPROVED
    Since 2004-11-15

Branch Locations

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Durham NC 11/1997 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Durham NC 11/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-21
S63 Uniform Securities Agent State Law Examination 1996-07-12
  • S66 Uniform Combined State Law Examination
    2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-12
Other Names
  • Theresa P Hammock

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
HARREN EQUITY PARTNERS, LLC
CARY STREET PARTNERS
SELBY LANE CAPITAL, LLC
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC
MORGAN STANLEY
SWIFT RUN CAPITAL MANAGEMENT
TRUIST ADVISORY SERVICES, INC.

Other Investors

JOHN MICHAEL SLOAD
DAVID AUSTIN LEMON
LUCAS M HIGGINS
BENJAMIN DRISKILL MOLINAYVEDIA
SYDNEY LEONARD
JOHN WALTER HIGGINS
RAY FRANKLIN KAUFFMAN
PATRICIA HORNE WOODIE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottsville, VA
SELBY LANE CAPITAL, LLC · CHARLOTTESVILLE, VA
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC · Charlottesville, VA

More in Charlottesville, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor