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Thomas J Thielen

J.P. Morgan Securities LLC

Bothell, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
WA RA APPROVED 2014-01-01
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • WA RA
    APPROVED
    Since 2014-01-01

Branch Locations

18925 Bothell Way Ne, Bothell, WA 98011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Mukilteo WA 11/2013 Present
  • 11/2013 → Present
    Jpmorgan Securities Llc
    Mukilteo, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-23
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25
Other Names
  • Thomas Thielen
  • Tom J Thielen
  • Thomas Jeffery Thielen

View on SEC IAPD

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Other Offices

A5 FINANCIAL LLC · BOTHELL, WA
INVESTOR RESOURCES INC · BOTHELL, WA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BOTHELL, WA
COMPOUND PLANNING, INC. · Bothell, WA
STRATEGIC ADVISERS LLC · BOTHELL, WA
SOUND INVESTMENT STRATEGIES, INC. · Bothell, WA
STRATEGIC BLUEPRINT, LLC · Bothell, WA
CETERA INVESTMENT ADVISERS LLC · BOTHELL, WA

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