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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-01-23 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: bayou farms llc Address: Flag Slough Road , Fisher , AR, 72429, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 08/07/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: CG Funnel Address: 1835 Nonconnah blvd #173, memphis , TN, 38132, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 10/18/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is for hunting on property we have (3)Name of Business: CHENE GEAR CO LLC Address: 1835 Nonconnah Blvd, memphis, TN, 38132, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/16/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: normal BoD responsibilities for a small business (4)Name of Business: Lobo Farms Address: Bill Lacy Road , Egypt , AR, 72360, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 08/02/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5)Name of Business: Meso Farms LLC Address: 215 Lee Road , Marianna , AR, 72301, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 01/13/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Penny Farm Address: County road 210, cherry valley, AR, 72361, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 03/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (7)Name of Business: Whiskey Island llc Address: 510 Lee road, Brickeys , AR, 72350, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 12/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: my wife owns part of this llc. I am buying 1 of my wife's 2 shares so I can serve on the management committee. I have NO access to cash/checking accounts of this llc. Duties will include where Whiskey Island plants deer foot plots etc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-25
  • S63 Uniform Securities Agent State Law Examination
    1985-09-25

View on SEC IAPD

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