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Michael Andrew Dowell

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-05-05
  • NC RA
    APPROVED
    Since 2010-05-05

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston- Salem NC 05/2010 11/2016
Wells Fargo Clearing Services, Llc Winston- Salem NC 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-05-17
    Morgan Stanley
    Winston-Salem, NC
  • 2004-03-26 → 2009-06-01
    Citigroup Global Markets Inc.
    Winston Salem, NC
    Winston-Salem, NC
  • 2001-12-31 → 2004-03-29
    Morgan Stanley Dw Inc.
    Winston Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-20
S63 Uniform Securities Agent State Law Examination 1985-08-02
  • S65 Uniform Investment Adviser Law Examination
    1994-09-20
  • S63 Uniform Securities Agent State Law Examination
    1985-08-02
Other Names
  • Mike Dowell

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
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AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
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