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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-06-14
  • CA RA
    APPROVED
    Since 2002-06-14

Branch Locations

19040 Cox Avenue Suite #2, Saratoga, CA 95070 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 05/2002 Present
Previous Registrations
Other Businesses

STEPHENS FINANCIAL & INSURANCE SERVICES, NON-INVESTMENT RELATED, 19040 COX AVENUE, #2, SARATOGA, CA 95070, DBA FOR BRANDING PURPOSES ONLY, OWNER, SINCE 10/1/2000.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-13
  • S63 Uniform Securities Agent State Law Examination
    1990-11-13

View on SEC IAPD

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