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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-02-17 |
| CA | RA | APPROVED | 2017-08-18 |
Branch Locations
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
100 E. Thousand Oaks Blvd Ste 260, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Thousands Oaks | CA | 05/1999 | 08/2017 |
| United Planners' Financial Services Of America | Scottsdale | AZ | 08/2017 | Present |
| Franco Financial Services Inc. | Thousand Oaks | CA | 02/2013 | Present |
| James Franco Independent Insurance | Thousand Oak,Ca | CA | 10/2002 | Present |
| Ats-Advanced Tax Strategies | Thousand Oaks | CA | 10/2010 | 04/2021 |
1.) FRANCO FINANCIAL SERVICES INC - TAX ACCOUNTANT - TAX PREPARATION - THOUSAND OAKS, CA - SINCE 02/2013 - NOT INVESTMENT RELATED 2.) JAMES FRANCO INDEPENDENT INSURANCE - AGENT - NON-VARIABLE INSURANCE - THOUSAND OAKS, CA - SINCE 10/2002 - INVESTMENT RELATED 3.) LUZ FRANCO & JAMES FRANCO CHARITABLE REMAINDER UNITRUST - SUCCESSOR TRUSTEE - SUCCESSOR TRUSTEE ON WIFES CRUT - MOORPARK, CA - SINCE 12/2023 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-18 |
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