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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| KY | RA | APPROVED | 2024-03-01 |
Branch Locations
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens National Bank | Ashland | KY | 09/2007 | 04/2022 |
| Lpl Financial Llc | Ashland | KY | 10/2011 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 04/2022 | 03/2024 |
| Bank Of America, N.A. | Lexington | KY | 06/2022 | 03/2024 |
| Wedbush Securities | Dallas | TX | 03/2024 | Present |
JM Elora Property LLC., Lexington, KY. Landlord. Owner of a rental property. About 5 hours a month are devoted to this, 0-5 of which are during trading hours. Start date: 2/2/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-20 |
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