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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Of Virginia | Roxboro | NC | 02/1984 | Present |
| Ge Life And Annuity | Richmond | VA | 02/1984 | Present |
| Lincoln Financial Securites | Roxboro | NC | 07/2008 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1. HORNER FINANCIAL SERVICES, ROXBORO, NC, 02/1984. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/WK-3/TRADING. 2. WCH PROPERTIES LLC, ROXBORO, NC, 01/2005. MEMBER OF LLC THAT OWNS PROPERTY. INV REL-1/YR-0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. HORNER FINANCIAL SERVICES, 315 Semora Rd., Roxboro NC 27573, 10/2018, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-13 |
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