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Corey Legrand Harding

Wells Fargo Clearing Services, LLC

Raleigh, NC

Roxboro, NC

CRD 7788613

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-09
  • NC RA
    APPROVED
    Since 2026-06-09

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

515 N Madison Blvd, Roxboro, NC 27573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Roxboro NC 06/2026 Present
Wells Fargo Bank, Na Roxboro NC 05/2026 Present
Dh Craig Cpa Roxboro NC 03/2026 05/2026
Edward Jones St Louis MO 08/2023 02/2026
State Employees' Credit Union 512 Regency Park Dr NC 02/2014 07/2023
  • 06/2026 → Present
    Roxboro, NC
  • 05/2026 → Present
    Wells Fargo Bank, Na
    Roxboro, NC
  • 03/2026 → 05/2026
    Dh Craig Cpa
    Roxboro, NC
  • 08/2023 → 02/2026
    St Louis, MO
  • 02/2014 → 07/2023
    State Employees' Credit Union
    512 Regency Park Dr, NC
Previous Registrations
  • 2023-12-07 → 2026-02-26
    Clayton, NC
    St. Louis, MO
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2023-11-30

View on SEC IAPD

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