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Caleb Robert Griffith

Townsend Asset Management Corp.

Raleigh, NC

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Current Employers
Townsend Asset Management Corp.

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
NC RA APPROVED 2012-02-21
  • TX RA
    APPROVED
    Since 2025-09-05
  • NC RA
    APPROVED
    Since 2012-02-21

Branch Locations

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Townsend Asset Management Corp Raleigh NC 01/2006 Present
Designations
Other Names
  • Caleb R Griffith

View on SEC IAPD

Other Firms

FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

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JAMES MICHAEL TARKENTON
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS
Jill I Homan

Other Offices

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Raleigh, NC

More in Raleigh, NC

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