Inactive

James Michael Tarkenton

Townsend Asset Management Corp.

Claim This Profile

Current Employers

Townsend Asset Management Corp.

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-11-27

NC RA
APPROVED

Since 2018-11-27

Branch Locations

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Townsend Asset Management	Raleigh	NC	10/2018	Present
Lateef Investment Management	San Rafael	CA	06/2008	05/2017
Unemployeed	San Rafael	CA	06/2017	10/2018

10/2018 → Present

Townsend Asset Management

Raleigh, NC
06/2008 → 05/2017

Lateef Investment Management

San Rafael, CA
06/2017 → 10/2018

Unemployeed

San Rafael, CA

Designations

View on SEC IAPD

Other Firms

FORTRESS PRIVATE LEDGER, LLC

OLDE RALEIGH FINANCIAL GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ADVISORY SERVICES NETWORK

WELLS FARGO CLEARING SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

CALEB ROBERT GRIFFITH

William Dean Cotton

Earl Scott Butcher

DAVID JEFFREY HERMAN

JAY DAVID MCKINNEY

BRANDON ALAN WALLS

Other Offices

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC

ADVISORY SERVICES NETWORK · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC

EDWARD JONES · RALEIGH, NC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Raleigh, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor