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James Michael Tarkenton

Townsend Asset Management Corp.

Raleigh, NC

CRD 5090436

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Employer firm

Townsend Asset Management Corp. CRD 108216

$480M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Townsend Asset Management Corp.

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-27
  • NC RA
    APPROVED
    Since 2018-11-27

Branch Locations

3110 Edwards Mill Road Ste 150, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Townsend Asset Management Raleigh NC 10/2018 Present
Lateef Investment Management San Rafael CA 06/2008 05/2017
Unemployeed San Rafael CA 06/2017 10/2018
  • 10/2018 → Present
    Townsend Asset Management
    Raleigh, NC
  • 06/2008 → 05/2017
    Lateef Investment Management
    San Rafael, CA
  • 06/2017 → 10/2018
    Unemployeed
    San Rafael, CA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

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OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

ARNE W MORRIS
CALEB ROBERT GRIFFITH
William Dean Cotton

Nearby Offices

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC

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