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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scouting Heroes | New York City | NY | 08/2022 | 03/2024 |
| Zorbaz | Lake Shore | MN | 06/2022 | 08/2023 |
| Walmart | Blaine | MN | 02/2022 | 07/2022 |
| National Flag Footbal | Bloomfield Hills | MI | 04/2021 | 06/2022 |
| Barnett Chrysler Jeep Kia | White Bear Lake | MN | 06/2021 | 08/2021 |
| Caribou Coffee | Lino Lakes | MN | 07/2020 | 04/2021 |
| Student | Nisswa | MN | 05/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2024 | Present |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 01/2025 | Present |
| Horner Financial Services | Roxboro | NC | 07/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | 12/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2025 | Present |
1. HORNER FINANCIAL SERVICES, 315 Semora Rd, Roxboro NC 27573, United States, 07/16/2025, W2 Employee, Paraplanning, INV REL, 160 HR/MO - 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-25 |
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