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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-08-12 |
Branch Locations
515 N Madison Blvd, Roxboro, NC 27573 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
2000 W Main St, Durham, NC 27705 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Chapel Hill | NC | 05/2015 | 03/2017 |
| Suntrust Investment Services, Inc. | Atlatna | GA | 06/2015 | 03/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 05/2019 | Present |
| Raging Bull Harley Davidson | Durham | NC | 04/2017 | 08/2017 |
| Hillsborough Chrysler Dodge Jeep Ram | Hillsborough | NC | 10/2017 | 02/2018 |
| Flow Honda Of Burlington | Burlington | NC | 03/2018 | 05/2019 |
| Unemployed | Rougemont | NC | 03/2017 | 04/2017 |
| Unemployed | Rougemont | NC | 08/2017 | 10/2017 |
| Unemployed | Rougemont | NC | 02/2018 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-16 |
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