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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-19
  • NC RA
    APPROVED
    Since 2018-10-19

Branch Locations

315 Semora Rd., Roxboro, NC 27573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Roxboro NC 07/2008 10/2018
Cambridge Investment Research, Inc. Fairfield IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 07/2008 → 10/2018
    Lincoln Financial Securities Corporation
    Roxboro, NC
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2006-07-24 → 2018-10-25
    Osaic Fs, Inc.
    Roxboro, NC
Other Businesses

1) HORNER FINANCIAL SERVICES, 315 SEMORA RD ROXBORO NC, 7/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE 3) ROXBORO COMMUNITY SCHOOL, 115 LAKE DR ROXBORO NC, 7/2014 AS SECRETARY/BOARD OF DIRECTORS MEMBER. NIR - 3/MO - 0/TRADING 4) WCH PROPERTIES LLC, ROXBORO NC, 01/2006. MANAGING REAL ESTATE. NIR-1/MO-0/TRADING 5) HORNER FINANCIAL LLC, 315 Semora Rd, Roxboro NC 27573, 01/2019, OWNER, DBA, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 6) HORNER FLOORING, LLC, 2090 ROBERT WHITFIELD ROAD, HURDLE MILLS NC 27541, United States, 07/2026, Owner, Owner/Partner of a Business Entity, NIR, HR/MO 10, HR/MO TRADING 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-01
Designations
Other Names
  • Chad Horner
  • W Chad Horner

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