Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2005-12-16 |
Branch Locations
2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States
2825 Main Street, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Seal Beach | CA | 12/2005 | Present |
| Charles Schwab Bank | Seal Beach | CA | 12/2005 | Present |
1) Long Beach Area Council, Iron Star District | Investment Related:No|401 E 37th Street|Long Beach|CA|90807|USA|Nonprofit Charitable Organizations|Iron Star District Finance Chair|11/14/2016|Less than 20|0|? Lead and train a team of volunteers to support the tasks provided by the council Finance committee ? Open doors into the community to run successful community campaigns / events? Identify and recruit enough of the right people to serve on the committee? Achieve the districts share of council finance annual campaign? Organize and carry out a successful Launch an Eagle campaign and meet the goal by targeted date? Support the council?s project sales campaign (Popcorn and Camp Cards)? Provide recognition to donors, along with information on how their dollars helped serve youth? Recognize committee volunteers for their work on the committee? Represent the district at report meetings and council meetings as they arise, 2) Long Beach Area Council, Inc., Scouting America | Investment Related:No|401 E 37th St|Long Beach|CA|90807|United States|Other|Board Member |5/1/2026|Less than 20|0|As an Executive Board member, you will have a legal and ethical obligation to act in The Council's best interest and to maintain the financial integrity of the Council. You are expected to attend Executive Board meeting that occur 6-12 times per year. In addition, the Executive Board has a minimum giving threshold of $3500.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-19 |
Reach out to this advisor