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James Clark Carlton

Chj Wealth Management

The Woodlands, TX

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Current Employers
Chj Wealth Management

10200 Grogan'S Mill Road Suite 430, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-08-20
  • TX RA
    APPROVED
    Since 2010-08-20

Branch Locations

10200 Grogan'S Mill Road Suite 430, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlton, Hofferkamp And Jenks Wealth Management, Llc The Woodlands TX 08/2010 Present
  • 08/2010 → Present
    Carlton, Hofferkamp And Jenks Wealth Management, Llc
    The Woodlands, TX
Previous Registrations
  • 2007-02-09 → 2010-08-23
    Houston, TX
    Fort Mill, SC
    Houston, TX
  • 2002-08-14 → 2007-03-02
    Uvest Financial Services Group, Inc.
    Houston, TX
    Houston, TX
    San Antonio, TX
Other Businesses

FANTASYLAND RECORDS LLC; investment related: No; Location of the business: 2004 Yaupon Valley Rd West Lake Hills TX 78746; Description of the business: Music Recording; Position Title: Partner; Responsibilities Duties: None; Start date with business: 2020-01-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-12
S65 Uniform Investment Adviser Law Examination 1995-01-31
  • S63 Uniform Securities Agent State Law Examination
    1997-08-12
  • S65 Uniform Investment Adviser Law Examination
    1995-01-31

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