Ronald Alan Harczak

Current Employers

Employment History

• 01/1985 → Present
  Ronald A. Harczak
  St Charles, IL
• 08/1992 → 02/2024
  Securities America, Inc.
  St. Charles, IL
• 07/1994 → 02/2024
  Securities America Advisors, Inc. Inc.
  St. Charles, IL
• 02/2024 → Present
  Lpl Financial
  St Charles, IL

Previous Registrations

• 1995-11-15 → 2024-03-01
  Securities America Advisors, Inc.
  St Charles, IL

Other Businesses

1- 01/2024 / Kingsway LLC / Real Estate Rental / Investment Related / 1 hr mth / 1 hr during trading / Start date: 10/28/2011 2- 01/2024 / Ronald Harczak / Notary / Investment Related / 1 hr mth / 1 hr during trading / Start date 02/01/1999 3- 01/2024 / RONALD A HARCZAK INC / Business Entity For Tax/Investment Purposes Only / Not investment related / 120 hrs mth / 40 hrs during trading / Start date: 01/05/1999 4- 01/2024 / Ronald Harczak - Fixed Insurance / Non-Variable Insurance / Investment Related / 1 hr mth / 1 hr during trading / Start date: 11/27/2023 5- 01/2024 / Steward Guide Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / Start Date: 11/27/2023 / At reported business location(s). 6- 01/2024 / KINGSWAY LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1 hr mth / 1 hr during trading / Start Date: 10/28/2011 7- 01/2024 / Steward Guide Wealth Partners / DBA for RIA Business / Investment Related / 160 hrs mth / 40 hrs during trading / Start Date: 02/28/2024 / At reported business location(s). 8- 03/12/2024 / Independent Advisor Alliance / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / Advisor / Started: 11/27/2023 / 160 Hrs/Mo; 40 Hrs During Trading / I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9- 03/19/2024 / Independent Advisor Alliance DBA Steward Guide Wealth Partners / Inv Related / At Reported Business Location(s) / Registered Investment Advisor DBA / Advisor / Started: 11/27/2023 / 160 Hrs/Mo; 40 Hrs During Trading / I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-05

Designations

Other Names

• Ronald Harzak
• Ron Harczak