Stephen William Cogger

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-17
TX	RA	APPROVED	2026-07-17

IL RA
APPROVED

Since 2026-07-17
TX RA
APPROVED

Since 2026-07-17

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Macneil Automotive Products	Bolingbrook	IL	11/2015	04/2017
Calsouthern University	Irving	CA	03/2013	07/2017
Courtyard By Marriott/Elmhurst	Elmhurst	IL	01/1988	Present
Lpl Financial, Llc	St. Charles	IL	03/2016	Present
Cetera Investment Services Llc	St Cloud	MN	07/2026	Present
Cetera Investment Advisors Llc	Lombard	IL	07/2026	Present

11/2015 → 04/2017

Macneil Automotive Products

Bolingbrook, IL
03/2013 → 07/2017

Calsouthern University

Irving, CA
01/1988 → Present

Courtyard By Marriott/Elmhurst

Elmhurst, IL
03/2016 → Present

Lpl Financial, Llc

St. Charles, IL
07/2026 → Present

Cetera Investment Services Llc

St Cloud, MN
07/2026 → Present

Cetera Investment Advisors Llc

Lombard, IL

Previous Registrations

2017-01-30 → 2026-07-31

Lpl Financial Llc

St. Charles, IL

Other Businesses

1. LEGACY WEALTH MANAGEMENT INC, DBA FOR CETERA BUSINESS, 100% OWNER 2. BOARD MEMBER FOR DOWNERS GROVE POLICE PENSION BOARD, LESS THAN 3/HRS/WK 3. SECURITY OFFICER FOR COURTYARD BY MARRIOTT, 4/HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-27

S66 Uniform Combined State Law Examination

2017-01-27

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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