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Chad M Frantesl

LPl Financial LLC

St. Charles, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-05
  • IL RA
    APPROVED
    Since 2026-05-05

Branch Locations

40W188 Campton Crossing, Ste E, St. Charles, IL 60175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penguin Cleaning Services Aurora IL 08/2010 Present
Lpl Financial Llc St. Charles IL 03/2024 Present
  • 08/2010 → Present
    Penguin Cleaning Services
    Aurora, IL
  • 03/2024 → Present
    Lpl Financial Llc
    St. Charles, IL
Other Businesses

1. 04/2025 - Fox River Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/1/2025 2. 04/2025 - Penguin Cleaning Services - Business Owner - Not Investment Related - 80 Hour(s)/Month - 4 Hour(s) During Trading - CHARLES IL, 60175 - OBA Start Date: 08/01/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
  • S66 Uniform Combined State Law Examination
    2026-05-04
Other Names
  • Chad M Frantesi

View on SEC IAPD

Other Firms

FIRST WEALTH ADVISORY, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
HARBOUR INVESTMENTS, INC.
EDWARD JONES
STRATITECH CONSULTING, INC.
CANTLON FINANCIAL PLANNING LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

CHRISTOPHER DAVID DELARME
STEVEN JAMES BERGMANN
MICHAEL FRANTESL
STEPHEN WILLIAM COGGER
JAMES HENRY COX
JOSHUA M WESTERFIELD
SCOTT WELLING
BRYAN DONALD HOLSTROM

Other Offices

FIRST WEALTH ADVISORY, INC. · ST. CHARLES, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
OSAIC WEALTH, INC. · ST CHARLES, IL
HARBOUR INVESTMENTS, INC. · St. Charles, IL
EDWARD JONES · Campton Hills, IL
STRATITECH CONSULTING, INC. · SAINT CHARLES, IL
CANTLON FINANCIAL PLANNING LLC · ST. CHARLES, IL

More in St. Charles, IL

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