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Joshua M Westerfield

LPl Financial LLC

St. Charles, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-11
IL RA APPROVED 2010-10-07
  • TX RA
    APPROVED_RES
    Since 2018-02-11
  • IL RA
    APPROVED
    Since 2010-10-07

Branch Locations

40W320 La Fox Rd, Unit P, St. Charles, IL 60175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St Charles IL 10/2010 Present
Previous Registrations
  • 2007-06-14 → 2010-10-08
    Edward Jones
    St Louis, MO
    Bartlett, IL
    Carol Stream, IL
Other Businesses

1. 03/18/2015 - PROPEL INVESTMENT MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ST. CHARLES, IL - Investment Related - Start Date:04/01/2015- 160 Hrs/Mth - 6 Hrs During Trading. 2. 09/15/2025- St. Charles North High School - Other - Girls Flag Football Assistant Coach - Not INV Related- At Charles, IL - Start date 08/11/2025- 40 Hours Per Month- 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 2004-10-09
  • S66 Uniform Combined State Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2004-10-09

View on SEC IAPD

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OSAIC WEALTH, INC.
HARBOUR INVESTMENTS, INC.
EDWARD JONES
STRATITECH CONSULTING, INC.
CANTLON FINANCIAL PLANNING LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

CHRISTOPHER DAVID DELARME
Chad M Frantesl
STEVEN JAMES BERGMANN
MICHAEL FRANTESL
STEPHEN WILLIAM COGGER
JAMES HENRY COX
SCOTT WELLING
BRYAN DONALD HOLSTROM

Other Offices

FIRST WEALTH ADVISORY, INC. · ST. CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST CHARLES, IL
OSAIC WEALTH, INC. · ST CHARLES, IL
HARBOUR INVESTMENTS, INC. · St. Charles, IL
EDWARD JONES · Campton Hills, IL
STRATITECH CONSULTING, INC. · SAINT CHARLES, IL
CANTLON FINANCIAL PLANNING LLC · ST. CHARLES, IL

More in St. Charles, IL

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