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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-09 |
| IL | RA | APPROVED | 2024-03-14 |
Branch Locations
51 S Stanfield Rd, Troy, OH 45373 • United States
40W304 Lafox Rd Ste D1, St Charles, IL 60175 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Arlington Heights | IL | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arlington Heights | IL | 11/2016 | 10/2019 |
| Lpl Financial, Llc | Arlington Heights | IL | 11/2019 | 03/2024 |
| Gwm Advisors, Llc | Arlington Heights | IL | 11/2019 | 03/2024 |
| Wells Fargo Advisors Financial Network, Llc | St. Charles | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-29 |
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