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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-01-07 |
| NC | RA | APPROVED | 2019-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearbrook Advisory Services, Llc | Gastonia | NC | 10/2010 | 10/2019 |
| Independent Advisor Alliance | Charlotte | NC | 10/2019 | Present |
As a licensed insurance agent, Jim Crisp may recommend to his advisory clients a variety of insurance products, and he may offer commissionable (non-variable) insurance products such as life insurance and long-term care insurance to Advisor's clients for which he may receive compensation. Jim also prepares a small number of tax returns for clients, family and friends. He is an elected executive board member of the Montcross Chamber Board of Directors. He also is an elected board member of the Investment Committee of the Associated Reformed Presbyterian Church. 10/10/2019 - DBA for RIA business - RJ Schrift Private Asset Management - Belmont, NC - 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-17 |
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