Michael Eric Fayed

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2018
  Summit Brokerage Services Inc
  Belmont, NC
• 09/2011 → 07/2018
  Summit Financial Group
  Belmont, NC
• 07/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-09-09 → 2018-07-23
  Summit Financial Group Inc
  Belmont, NC
• 2007-04-02 → 2011-09-12
  Capital Guardian Wealth Management, Llc
  Gastonia, NC
• 2001-12-31 → 2006-06-01
  Raymond James Financial Services, Inc.
  Gastonia, NC
  Charlotte, NC

Other Businesses

1) Boys and Girls Club of Gaston County, 310 S Boyd St., Gastonia, NC 28052, Board Member since 2/1/16, non-investment related, 2/month, 1/trading. 2) BFM Capital, 420 Park St. Ste. 100, Belmont, NC 28012, Member since 10/1/08, non-investment related, 1/Month, 0/trading. 3) Michael E. Fayed, 420 Park St., Ste. 100, Belmont, NC 28012, referral recipient since 1/1/08, non-investment related, 0/week, 0/trading. 4) Michael E. Fayed Financial Planning, 420 Park Street, Ste. 100, Belmont, NC 28012, member since 9/9/17, investment related, 40/week, 40/trading. 5) Heart Society of Gaston County, 1201 E Garrison Blvd., Gastonia, NC 28054, board member since 9/25/12, non-investment related, 4/year, 4/trading. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 7) GASTON COMMUNITY FOUNDATION / 1201 East Garrison Boulevard, Gastonia NC 28054 / 03/24/2022 / NIR / BOARD MEMBER ON GRANTS COMMITTE / 1 HR/MO - 1 HR/MO TRADING 8) INSURANCE LICENSED, 420 Park Street, Suite 100, Belmont NC 28012, United States, 04/30/2025, Insurance, INV REL, 1 HR/MO - 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-10
• S63 Uniform Securities Agent State Law Examination
  1999-06-30

Designations

• Certified Financial Planner