Best Investors Account Sign in

Patrick Carey Owens

Wells Fargo Clearing Services, LLC

Belmont, NC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-09-14
  • NC RA
    APPROVED
    Since 2009-09-14

Branch Locations

635 Park St, Belmont, NC 28012 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP WITH SPOUSE, START 9/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-12
S63 Uniform Securities Agent State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2009-09-12
  • S63 Uniform Securities Agent State Law Examination
    2007-09-10
Other Names
  • Patrick C Owens
  • Patrick Owens
  • Patrick C Owens

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ADVISORSTRUST PARTNERS LLC
PROSPERA FINANCIAL SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
CREDIT UNION INVESTMENT SERVICES
EDWARD JONES
INDEPENDENT ADVISOR ALLIANCE, LLC

Other Investors

Elizabeth A Bartunek
Mark E Lucas
RAYMOND ALLEN WHITNER
MICHAEL ERIC FAYED
DAVID WATTS MCMAHAN
Maxwell Sommers Neisler
ANNA MCMAHAN HOUSER
PHILIP THOMAS CHAMPION

Other Offices

J.P. MORGAN SECURITIES LLC · Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
ADVISORSTRUST PARTNERS LLC · Belmont, NC
PROSPERA FINANCIAL SERVICES, INC. · Belmont, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
CREDIT UNION INVESTMENT SERVICES · Belmont, NC
EDWARD JONES · BELMONT, NC

More in Belmont, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor