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Raymond Allen Whitner

Wells Fargo Clearing Services, LLC

Belmont, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-23
  • NC RA
    APPROVED
    Since 2025-07-23

Branch Locations

635 Park St, Belmont, NC 28012 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Mount Holly NC 08/2014 11/2016
Wells Fargo Bank Na Mount Holly NC 10/2012 Present
Wells Fargo Clearing Services, Llc Mount Holly NC 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Mount Holly, NC
  • 10/2012 → Present
    Wells Fargo Bank Na
    Mount Holly, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mount Holly, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-22
S63 Uniform Securities Agent State Law Examination 2015-01-15
  • S65 Uniform Investment Adviser Law Examination
    2025-07-22
  • S63 Uniform Securities Agent State Law Examination
    2015-01-15
Other Names
  • Raymond Allen Whitner
  • Raymond Allen Whitner

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ADVISORSTRUST PARTNERS LLC
PROSPERA FINANCIAL SERVICES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
CREDIT UNION INVESTMENT SERVICES
EDWARD JONES
INDEPENDENT ADVISOR ALLIANCE, LLC

Other Investors

Elizabeth A Bartunek
Mark E Lucas
PATRICK CAREY OWENS
MICHAEL ERIC FAYED
DAVID WATTS MCMAHAN
Maxwell Sommers Neisler
ANNA MCMAHAN HOUSER
PHILIP THOMAS CHAMPION

Other Offices

J.P. MORGAN SECURITIES LLC · Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
ADVISORSTRUST PARTNERS LLC · Belmont, NC
PROSPERA FINANCIAL SERVICES, INC. · Belmont, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Belmont, NC
CREDIT UNION INVESTMENT SERVICES · Belmont, NC
EDWARD JONES · BELMONT, NC

More in Belmont, NC

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