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CRD 3153315
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-07-08 |
| SC | RA | APPROVED | 2019-06-25 |
| NC | RA | APPROVED | 2019-06-20 |
| KY | RA | APPROVED | 2017-05-08 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| OH | RA | APPROVED | 2014-06-06 |
| WV | RA | APPROVED | 2012-10-01 |
Branch Locations
675 Park St , Belmont, NC 28012 • United States
6540 Fairview Rd, Charlotte, NC 28210 • United States
1860 Hendersonville Rd, Asheville, NC 28803 • United States
8600 Charlotte Hwy, Indian Land, SC 29707 • United States
3210 S Providence Rd, Waxhaw, NC 28173 • United States
8012 Northlake Creek Dr, Charlotte, NC 28216 • United States
12911 Albermarle Rd, Mint Hill, NC 28227 • United States
4402 Highway 9, Boiling Springs, SC 29316 • United States
652 Haywood Rd, Greenville, SC 29607 • United States
1 Farrs Bridge Rd, Greenville, SC 29617 • United States
3055 N Main St Lot 1, Anderson, SC 29621 • United States
104 E Blackstock Rd, Spartanburg, SC 29301 • United States
1075 Tiger Blvd, Ste B, Clemson, SC 29631 • United States
1221 Woodruff Rd, Greenville, SC 29607 • United States
1611 Augusta St, Greenville, SC 29605 • United States
2726 Wade Hampton Blvd, Greenville, SC 29615 • United States
2 State Park Rd, Greenville, SC 29609 • United States
3845 Pelham Rd, Greenville, SC 29615 • United States
550 S Main St Ste 102, Greenville, SC 29601 • United States
411 Harrison Bridge Rd, Simpsonville, SC 29680 • United States
107 Chalmers Rd, Greenville, SC 29605 • United States
6135 Wade Hampton Blvd, Taylors, SC 29687 • United States
2901 South Blvd , Charlotte, NC 28209 • United States
500 Providence Rd, Charlotte, NC 28207 • United States
11035 Golf Links Dr, Charlotte, NC 28277 • United States
1542 Central Ave, Knightsville, SC 29483 • United States
112 S Tryon St Ste 100, Charlotte, NC 28284 • United States
4070 Harris Square Dr, Harrisburg, NC 28075 • United States
128 Herlong Ave S Ste 103, Rock Hill, SC 29732 • United States
8830 Lindholm Dr Ste 100, Huntersville, NC 28078 • United States
2516 E Franklin Blvd Ste A, Gastonia, NC 28056 • United States
3053A Freedom Dr, Charlotte, NC 28208 • United States
9815 Rea Rd, Charlotte, NC 28277 • United States
4345 Park Rd, Charlotte, NC 28209 • United States
19501 Jetton Rd, Cornelius, NC 28031 • United States
3319 Pineville - Matthews Rd, Charlotte, NC 28226 • United States
8944 J M Keynes Dr Ste 300, Charlotte, NC 28262 • United States
2023 Beatties Ford Rd Unit 100, Charlotte, NC 28216 • United States
1255 Concord Pkwy N, Concord, NC 28025 • United States
500 Providence Rd, Charlotte, NC 28207-1602 • United States
13733 Conlan Cir, Charlotte, NC 28277 • United States
8708 S Tryon St, Charlotte, NC 28273 • United States
5618 Albemarle Rd Ste 100, Charlotte, NC 28212 • United States
909 N Wendover Rd, Charlotte, NC 28211 • United States
552 E Plaza Dr, Mooresville, NC 28115 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Charlotte | NC | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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