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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-07-28
CO RA APPROVED 2012-07-24
MI RA APPROVED 2009-12-16
OH RA APPROVED 2009-10-19
TX RA APPROVED_RES 2009-10-19
  • NM RA
    APPROVED
    Since 2022-07-28
  • CO RA
    APPROVED
    Since 2012-07-24
  • MI RA
    APPROVED
    Since 2009-12-16
  • OH RA
    APPROVED
    Since 2009-10-19
  • TX RA
    APPROVED_RES
    Since 2009-10-19

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, Na Bloomfield Hills MI 12/2009 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 12/2009 Present
Other Businesses

I*94296FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JANE GROSS REV LIV TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS: 25075 DEVON LANE, FRANKLIN, MICHIGAN 48025NATURE OF BUSINESS: TRUSTPOSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 2/25/1997NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE ROLE I*94299FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ALLEN GROSS RESIDUARY TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS: 25075 DEVON LANE, FRANKLIN, MICHIGAN 48025NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/27/1984NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE ROLE I*94305FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ALLEN GROSS MARTIAL TRUST UAD 11-27-84INVESTMENT RELATED: NADDRESS OF BUSINESS: 25075 DEVON LANE, FRANKLIN, MICHIGAN 48025NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/27/1984NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE ROLE I*94310FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JANE GROSS REV LIV TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS: 25075 DEVON LANE, FRANKLIN, MICHIGAN 48025NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 2/25/1997NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: TRUSTEE ROLE I*3585266Entity Type: N/AName of OBA: LISA M LONDON TTEE E G TTEE U/A DTD 02/25/1997Address: Birmingham, MICHIGAN, 48009Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 01/20/2026Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Siblings I*5462269, Entity Type: , Name of OBA: J C G Estate, Address: Birmingham, Michigan, 48009, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 08/18/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 1985-10-29
  • S66 Uniform Combined State Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    1985-10-29
Other Names
  • Lisa Marie Valente

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