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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-08 |
| TX | RA | APPROVED_RES | 2021-11-29 |
| NJ | RA | APPROVED | 2009-03-27 |
Branch Locations
790 Township Line Road Suite 175, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Princeton | NJ | 03/2009 | Present |
1. Lutheran Church Missouri Synod - NJ District;1168 Springfield Ave Mountainside NJ 07092;Religious;Member of the Investment Policy Committee; Develop investment strategies, Provide Annual report to district, meet with Board with updates;7/1/19;8 hr/yr; not during securities trading hours; investment related. 2. Self; 5 Beechwood Drive, Pennington, NJ 08534; Selling off of antique collection accumulated over the last 50 years; purchasing and selling newly acquired items; 01/02/2023; 4 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-10 |
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