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John Patrick Layton

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
TX RA APPROVED 2005-08-24
  • MN RA
    APPROVED
    Since 2013-12-16
  • TX RA
    APPROVED
    Since 2005-08-24

Branch Locations

1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Fainera Sport Inc Exvelsoir MN 06/1982 Present
Osaic Wealth, Inc. Minnetonka MN 05/1996 Present
Focus Financial Network, Inc. Minneapolis MN 05/1996 Present
  • 06/1982 → Present
    La Fainera Sport Inc
    Exvelsoir, MN
  • 05/1996 → Present
    Osaic Wealth, Inc.
    Minnetonka, MN
  • 05/1996 → Present
    Focus Financial Network, Inc.
    Minneapolis, MN
Other Businesses

1) EXECUTIVE OFFICER AND INVESTMENT ADVISORY REPRESENTATIVE OF FOCUS FINANCIAL NETWORK INC.; 1300 GODWARD STREET NE, SUITE 5500, MINNEAPOLIS, MN 55413; INVESTMENT RELATED; START DATE 1996, 120 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS; DUTIES AS IAR: PROVIDE INVESTMENT ADVISORY ADVICE TO CLIENTS; DUTIES AS EXECUTIVE OFFICER: AS OWNER/PARTNER, VOTING MEMBER OF THE BOARD OF THE COMPANY. 2) AGENT OF FIXED INSURANCE THROUGH FOCUS FINANCIAL NETWORK INC.; 1300 GODWARD STREET NE, SUITE 5500, MINNEAPOLIS, MN 55413; INVESTMENT RELATED; START DATE1996; 5 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; DUTIES: PROVIDE FIXED INSURANCE PRODUCTS AND SERVICES TO CLIENTS. 3) JPL FINANCIAL, LLC. POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: John Layton c/o Focus Financial, 1000 Shelard Parkway, Minneapolis MN 55426, United States DESCRIPTION: JPL Financial was formed to facilitate a succession plan for my practice in the future. I am the sole owner of all shares of the LLC. All Royal pay does NOT go to the LLC. My RIA fees from Focus Financial are the only fees paid to the LLC. 4) JOHN LAYTON POSITION: Musician NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2209 Platwood Road, Hopkins MN 55305, United States DESCRIPTION: Guitar Player in a band. 5) JOHN P. LAYTON, TRUST DTD 11/13/2013 POSITION: Trustee NATURE: Revocable Trust. John P. Layton, Trustee. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2013 ADDRESS: 2209 Platwood Road, Minnetonka MN 55305, United States DESCRIPTION: Trustee for my personal Revocable Trust.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-21
  • S63 Uniform Securities Agent State Law Examination
    1985-05-21
Designations
Other Names
  • John P Layton

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