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George James Sousoulas

Stephens

Memphis, TN

Nashville, TN

Ridgeland, MS

New York, NY

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED 2016-03-17
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2016-03-17

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

3100 West End Avenue, Nashville, TN 37203-5817 • United States

140 Township Avenue, Ste 202, Ridgeland, MS 39157 • United States

660 Fifth Avenue Floor 25 & 26, New York, NY 10103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Memphis TN 03/2016 02/2022
Stephens Inc. Memphis TN 02/2022 Present
  • 03/2016 → 02/2022
    Stephens Inc.
    Memphis, TN
  • 02/2022 → Present
    Stephens Inc.
    Memphis, TN
Previous Registrations
  • 2012-05-16 → 2016-03-18
    Wells Fargo Clearing Services, Llc
    Ridgeland, MS
  • 2011-03-31 → 2012-05-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Memphis, TN
  • 2008-08-25 → 2011-04-01
    B. Riley Wealth Management
    Memphis, TN
    Memphis, TN
  • 2004-01-01 → 2008-08-25
    Banc Of America Investment Services, Inc.
    Little Rock, AR
    Hot Springs, AR
    Fayetteville, AR
    Memphis, TN
    Little Rock, AR
    Hot Springs Village, AR
    Rogers, AR
    Brentwood, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-20
S63 Uniform Securities Agent State Law Examination 1985-04-24
  • S65 Uniform Investment Adviser Law Examination
    2003-12-20
  • S63 Uniform Securities Agent State Law Examination
    1985-04-24

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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