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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-30 |
Branch Locations
2245 Texas Drive Building A-2, Suite 290, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/1990 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated | Sugar Land | TX | 05/2019 | Present |
1. Notary;36 Victors Chase Dr Sugar Land TX 77479; Provide Notary services for clients;4/17/18;1 hr/qtr; during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-09 |
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