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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-02-08 |
Branch Locations
7 West Square Lake Road, Bloomfield Hills, MI 48302 • United States
7 West Square Lake Road, Bloomfield Hills, MI 48302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-02-04 |
Branch Locations
7 West Square Lake Road, Bloomfield Hills, MI 48302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 04/2016 | 04/2018 |
| Citizens Securities, Inc. | Taylor | MI | 04/2018 | 01/2019 |
| Institutional Investment Consulting (Iic) | Bloomfield Hills | MI | 02/2019 | Present |
| Lpl Financial, Llc | Bloomfield Hills | MI | 02/2019 | 11/2020 |
| Lpl Financial | Bloomfield Hills | MI | 11/2020 | Present |
1. 3/13/2019 - Institutional Investment Consulting - DBA: (FP) Institutional Investment Consulting (IIC) - Investment Related - At Reported Business Location(s) - IAR - Started 02/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide financial planning and consulting services through IIC, an independent investment advisor firm. I started this business activity in 02/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 2. 3/27/2019 - Institutional Investment Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/28/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 4/16/2019 - Kratero Consulting LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/22/2019 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-22 |
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