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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
40 Radio Circle Drive, Suite 4, Mount Kisco, NY 10549 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Interstate Financial Group | Mt Kisco | NY | 09/1980 | Present |
| Planning Concepts Corporation | Mt Kisco | NY | 09/1980 | Present |
| Summit Brokerage Services | Mt Kisco | NY | 06/2005 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | My Kisco | NY | 08/2005 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) MATHIAS FAMILY CORPORATION; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; COMMERCIAL PROPERTY; PRESIDENT; STARTED 6/1/2006; APX 1 HOUR/MONTH, NONE DURING TRADING; ADMINISTRATION DUTIES (2) NAME OF OTHER BUSINESS: INTERSTATE FINANCIAL GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/1985; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-21 |
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