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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-13
OH RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2015-08-13
  • OH RA
    APPROVED
    Since 2009-10-05

Branch Locations

5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States

Maineville, OH • United States

Maineville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Blue Ash OH 10/2009 03/2020
Ameriprise Financial Services, Inc. Cincinnati OH 10/2009 03/2020
Ameriprise Financial Services, Llc Cincinnati OH 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Blue Ash, OH
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Cincinnati, OH
  • 03/2020 → Present
    Cincinnati, OH
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Blue Ash, OH
    Cincinnati, OH
Other Businesses

Board of Directors; Landen HOA; Board Member; 8273 Sunfish Lane Maineville OH 45039, ,; ; 06/08/2012; 1 to 9 hours per month; / Kings Local Pantry; Board Member; South Lebanon, OH, ,; ; 06/01/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Surveys; I respond to invitations to join various surveys throughout the year; the reward is typically $5-$25 in Starbucks or Amazon gift cards.; 5905 E Galbraith Rd, , Cincinnati, OH, 45236; Investment-Related; 09/03/2019; 1 to 9 hours per month; 0 during trading hours / Financial Advisor Expert Witness; Potentially called to testify in a court case. My role would be to discuss the specifics behind UTMA' and IRA's (why are they set up, how the monies are typically utilized). There is no assurance that the case will go to court.; 8273 Sunfish Lane, , Maineville, OH, 45039; Investment-Related; 01/16/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-31
S63 Uniform Securities Agent State Law Examination 1988-03-23
  • S65 Uniform Investment Adviser Law Examination
    2001-07-31
  • S63 Uniform Securities Agent State Law Examination
    1988-03-23
Other Names
  • Jahn Dorab Gazder
  • Jahn D Gazder

View on SEC IAPD

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