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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-03 |
| MO | RA | APPROVED | 1996-05-20 |
Branch Locations
8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States
Sherman, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Louis | MO | 06/2006 | Present |
DINTELMANN NURSERY AND GARDEN CENTER / 1710 CENTERVILLE AVE BELLEVILLE, IL 62221 / COMPANY / OTHER NURSERY AND GARDEN CENTER/WHOLESALE AND RETAIL / SELLING WHOLESALE AND RETAIL NURSERY AND GARDEN PRODUCTS / MEMBER OF BOARD OF DIRECTORS / SECRETARY / START DATE 07/16/2012.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-03 |
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