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4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-07-18 |
Branch Locations
4727 Gaillardia Parkway Suite 120, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Edmond | OK | 09/2013 | 07/2024 |
| Prospera Private Wealth, Llc | Oklahoma City | OK | 07/2024 | Present |
RENTAL PROPERTY, INV RELATED, CHOCTAW, OK, 100% OWNERSHIP, START 1/1/2018, 1 HOUR PER MONTH, .5 HOURS DURING TRADING, LANDLORD. MORTON 77; INV RELATED; CHOCTAW, OK; 100% OWNERSHIP; START 01/01/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; FARM BUSINESS FARMING; INV RELATED; CHOCTAW, OK; 100% OWNERSHIP; START 03/18/2024; 12 HOURS PER MONTH; 0 HOURS DURING TRADING; RAISING CATTLE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-25 |
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