Andrew Stanford Rogers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 10/2022
  Royal Alliance
  Toledo, OH
• 10/2022 → Present
  Lpl Financial Llc
  Toledo, OH

Previous Registrations

• 2012-12-04 → 2022-10-31
  Osaic Wealth, Inc.
  Toledo, OH
  Toledo, OH
• 2010-09-16 → 2012-12-04
  Next Financial Group, Inc.
  Toledo, OH

Other Businesses

1) 10/2022- Rogers Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. related- Toledo, Ohio 2) 10/2022- Lourdes University- Outside/W-2 Employment -Teacher/Adjunct Professor- non-inv. related- Sylvania, OH- start date 1/23/2014- 15hrs/mth 3) 04/13/2023 - Wholehan - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Start Date 03/27/2023 - 3 Hours Per Month/ 0 Hours During Securities Trading 4) 11/27/2023 - Andrew Rogers - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/27/2022 - 10 Hrs/Mo During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-29
• S63 Uniform Securities Agent State Law Examination
  2005-11-23

Other Names

• Andrew Stanford Rogers
• Andrew Stanford Haguerogers
• Andrew Stanford Rogers