Phillip Clifton Allen

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 09/2017
  Capital Investment Group, Inc.
  Greenville, SC
• 09/2017 → Present
  Madison Avenue Securities, Llc
  San Diego, CA

Other Businesses

1.) NAME: PHILLIP ALLEN INC.; INV RELATED:YES; ADDRESS:158 MILESTONE WAY GREENVILLE, SC 29615; NATURE:INSURANCE SALES; POSITION:OWNER; START DATE:12/13/2005; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:OWNER-INSURANCE SALES 2.) NAME:COMMON SENSE RETIREMENT PLANNING (CSRP); INV RELATED:YES; ADDRESS:158 MILESTONE WAY, GREENVILLE, SC 29615; NATURE:RADIO SHOW; POSITION:RADIO SHOW HOST; START DATE:PRIOR TO 2017; HOURS/MONTH:10; TRADING HOURS/MONTH:10; DUTIES: RADIO SHOW HOST 3.) NAME: FERN GULLY FARM; INVESTMENT RELATED: NO; ADDRESS: GREENVILLE, SC 29615; NATURE OF THE BUSINESS: FARM; POSITION: FARM OWNER - WORK ON AND MANAGE FARM; HOURS PER WEEK: 40 HOURS; START DATE: 2/22/2022 4.) NAME: COMMON SENSE FAITH: INVESTMENT RELATED: NO; FAITH BASED RADIO PROGRAM; POSITION: RADIO SHOW HOST; HOUR PER WEEK: 10 HOURS; START DATE: 1/7/2026 5.) NAME: PHILLIP ALLEN INC PARTNERSHIP; INVESTMENT RELATED: YES; ADDRESS: 158 MILESTONE WAY GREENVILLE, SC 29615; NATURE: INSURANCE & ANNUITY SALES; POSITION: 70% OWNER; HOURS PER WEEK: 40 HOURS; START DATE: 1/1/2026 6.) NAME: AE MEDICARE SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: TOPEKA, KS; NATURE OF THE BUSINESS: ASSISITING CLIENTS WITH BASIC MEDICARE EDUCATION AND ENROLLMENT; POSITION: MEDICARE REFERRAL PARTNER; HOURS PER WEEK: 1-2 HOURS; START DATE: 8/10/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-27
• S63 Uniform Securities Agent State Law Examination
  1985-02-19

Other Names

• Phillip C Allen