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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2010-12-06 |
Branch Locations
2050 Main Street Suite 520, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2000 | Present |
1. OUTSIDE FIXED BUSINESS. 2. PARAMOUNT STRATEGIES GROUP, OWNER, GROUP MEDICAL INSURANCE. 3. VICE PRESIDENT, MEMBER OF THE BOARD FOR EQUITABLE AGENTS REINSURANCE COMPANY (ARC). 4. MEMBER, PARTIAL OWNER OF SANGFORD LAND UTAH, LLC. INVESTMENT IN LAND AND REAL ESTATE (PERSONAL INVESTMENTS ONLY). 5. partial houseboat owner, Lake Powell, LLC. 6720 North Scottsdale Road, Suite 170, Scottsdale, AZ 8253. 6. Owner, WMS Management Inc. 17595 Harvard Ave Suite C10001, Irvine, CA 92614. Group Medical Insurance. 7. Trustee of family trust. 8. Life Settlement Broker with Ashar Group, LLC, Located at: 1800 Pembrook Drive, Ste. 240, Orlando, FL 32810. 9. Owner of Fanactivate, LLC. Located at: 17595 Harvard Avenue, Suite C1001, Irvine, CA 92614, sport media platform, Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-02 |
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