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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-06 |
| NM | RA | APPROVED | 2013-09-11 |
| FL | RA | APPROVED | 2010-02-22 |
| CO | RA | APPROVED | 2001-01-19 |
Branch Locations
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Greenwood Village | CO | 11/2008 | Present |
| Park Avenue Securities Llc | Greenwood Village | CO | 11/2008 | Present |
1. Brokering insurance products outside Guardian Life, DI, LTC Start: 10/02/1987, Address: 6455 S. Yosemite St; #425 Greenwood Village, CO 80111, 1 total hr/month; 1 during securities trading hours, Investment related, <10% Annual Compensation, 2. Phylstrong3 LLC, Start: 01/01/2006, Address: 3058 S Dallas Way Denver, CO 80210, 0 total hours per month, Not Investment related, No Annual Compensation, 3. Kallos Colorado, LLC, Start: 08/15/2025, Address: 252 N Pennsylvania St #407 Denver, Colorado 802023, 0 total hours per month, Not Investment related, <10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
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