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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-12
  • TX RA
    APPROVED
    Since 2019-03-12

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Sugarland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services Inc Overland Park KS 03/2001 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
Thornton Wealth Management Fort Worth TX 03/2001 Present
Summit Brokerage Services, Inc. Fort Worth TX 09/2016 02/2019
Summit Financial Group Inc Boca Raton FL 09/2016 02/2019
Hilltop Securities Independent Network Inc. Dallas TX 01/2019 02/2019
Regal Investment Advisors, Llc Kentwood MI 03/2019 Present
Regulus Financial Group, Llc Kentwood MI 03/2019 Present
  • 03/2001 → 09/2016
    Vsr Financial Services Inc
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 03/2001 → Present
    Thornton Wealth Management
    Fort Worth, TX
  • 09/2016 → 02/2019
    Summit Brokerage Services, Inc.
    Fort Worth, TX
  • 09/2016 → 02/2019
    Summit Financial Group Inc
    Boca Raton, FL
  • 01/2019 → 02/2019
    Hilltop Securities Independent Network Inc.
    Dallas, TX
  • 03/2019 → Present
    Kentwood, MI
  • 03/2019 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
  • 2019-02-08 → 2019-02-27
    Fort Worth, TX
    Dallas, TX
  • 2016-09-01 → 2019-02-15
    Summit Financial Group Inc
    Fort Worth, TX
  • 2003-02-07 → 2016-09-01
    Vsr Financial Services, Inc.
    Ft. Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Worden, IL
    Overland Park, KS
    Overland Park, KS
  • 2002-07-25 → 2003-02-07
    The Masters, Inc.
    Bedford, TX
Other Businesses

(1) THORNTON WEALTH MANAGEMENT; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; LLC FOR SECURITIES BUSINESS; OWNER; STARTED 10/1/1997; APX 160 HOURS/MONTH; DBA NAME (2)LICENSED INSURANCE AGENT. DEVOTES APPROX 40+ HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-24
S63 Uniform Securities Agent State Law Examination 1997-07-12
  • S66 Uniform Combined State Law Examination
    2002-07-24
  • S63 Uniform Securities Agent State Law Examination
    1997-07-12
Other Names
  • Steve Thornton

View on SEC IAPD

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