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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Amherst | NY | 11/2014 | 11/2024 |
| Prudential Insurance Company Of America | Amherst | NY | 11/2014 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
NIAGARA FALLS UMPIRE ASSOC. POSITION: ump NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1992 ADDRESS: mohawk st, lewiston NY 14092, United States DESCRIPTION: umpire baseball games
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-22 |
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