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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-06-07 |
Branch Locations
2687 44Th Street Se, Kentwood, MI 49512 • United States
Traverse City, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors Llc | Kentwood | MI | 06/2011 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 09/2014 | Present |
1)INSURANCE SALES. SPEND 5% OF MY TIME CONDUCTING ACTIVITY. JACKSON NATIONAL LIFE - TERM & LIFE INSURANCE, SINCE 1997, 2+ HOURS A MONTH PACIFIC LIFE - FIXED INSURANCE, SINCE JULY 2012, 2 HRS PER MONTH DEVOTED TO ACTIVITY - NOT DURING MARKET HOURS. COMPENSATION RECEIVED: COMMISSION. 2)ALLIANZ INSURANCE SALES LONG TERM CARE RENEWAL ONLY NON SECURITIES RELATED STARTED IN 2004 INSURANCE REP. LOCATION: 3681 NORTHBRIAR DRIVE, TRAVERSE CITY, MI, 49696. AGENT. SELF-SUPERVISED 3)UNITED HOME LIFE - SIMPLIFIED ISSUE WHOLE LIFE, IS NON SECURITIES RELATED. IS AN AGENT AND WILL DEVOTE 2 HRS PER MONTH. 09/07/12
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2006-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-07 |
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