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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2001-04-17 |
| TX | RA | APPROVED_RES | 1999-07-02 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Louis | MO | 11/1984 | Present |
| Bank Of America,Na | Chesterfield | MO | 12/2009 | Present |
I*770280 For profit or not for profit: Entity For Profit Name of outside business organization: I-80 Farms, Inc Investment related: N Address of business: Altoona, Iowa, 50009 Nature of business: ["S Corporation"] Position, title, association: ["Owner"], Start date of relationship: 3/15/2022 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Family Farm Land, Rental income
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-30 |
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